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The SLD represents Securities Lending Operations and Sales professionals from Broker-Dealers.
Upcoming EventsBecome a MemberMembership in the SLD will provide your firm with a cost effective method for staying current with Securities Lending practices in an ever-changing regulatory environment.
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In the NewsProvides Clarification on SEC Guidance Regarding Emergency Orders Concerning Short Selling
/attachments/wysiwyg/89/FINRA0838ShortSelling.pdf Positive Ruling in Australia
Pending SEC changes to 10b-21re Short Locate Fraud. Comments welcome.
Scholarship Awards Decisions are in!
Expect notification shortly.
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![]() SEC EMERGENCY ORDER ISSUEDARE YOU PRE-BORROWING? YOU SHOULD BE!
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